Tuesday, May 3, 2011

E*Trade fined up to $300,000 by Dubai FSA for AML failings

E*Trade fined up to $300,000 by Dubai FSA for AML failings

E*Trade fined up to $300,000 by Dubai FSA for AML failings

Posted: 03 May 2011 05:45 AM PDT

Much like Saxo being ‘censured‘ by the Dubai FSA for similar procedural deficiencies DFSA just announced that it settled a case with E*TRADE which agreed to pay a $300k fine. It’s odd that both cases, though seemingly identical at first glance, have resulted in completely different fashion – one broker paid fine while another didn’t. [...]

Pepperstone Announces New ‘Razor’ ECN Account for Forex Traders

Posted: 03 May 2011 05:23 AM PDT

Australia in the past year or so has been the ‘next thing’ for forex brokers with many US and European brokers entering the growing Asian Pacific market through this convenient gateway. In general, while ASIC does have mid-high minimal capital requirements, it is more similar to the FSA than NFA – it allows brokers some [...]
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